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Forms 1- 19 of 19 Available for 'Underwriters'

Letter of Intent  

Discussions have been held between you and ___ Inc. ("Underwriter") concerning a proposed public offering by ___("Company"). The Company shall select counsel qualified and experienced in the preparation of filings under the Securities Act to prepare the Registration Statement, and will consult with the Underwriter prior to engaging such counsel. The Company proposes to offer through the Underwriter and/or an underwriting group selected by the Underwriter ___

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Underwriting Agreement for Preferred Stock  

___ Corporation, a Texas corporation (the "Corporation"), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the "Underwriters") an aggregate of 1,500,000 Shares of Adjustable Rate Cumulative Preferred Stock, Series D (No Par Value) (the "Shares") of the Corporation. ___), and as a part thereof a preliminary prospectus, in respect of the Shares has been filed with the Securities

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Selected Dealer Agreement  

The selected dealer shall purchase the units for its customers only through the underwriter, and all such purchases shall be made only upon orders already received by the selected dealer from its customers. In all sales of the units under this agreement, the selected dealer shall confirm as agent for a member of the public. Each selected dealer shall report, in writing, to the underwriter the number of persons in each state who purchased the company's units through the selected dealer.

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Underwriting Agreement with Syndicate Selling Stock  

Underwriting agreement with syndicate selling stock. Each underwriter is obligated to each selling stockholder to purchase from the selling stockholder that number of shares which represents the same proportion of the number of shares set forth opposite the name of the selling stockholder in schedule ___ as the number of shares set forth opposite the name of the underwriter in schedule ___ represents to the total number of shares to be purchased by all underwriters pursuant to ...

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Regarding Preferred Stock of Corporation to Be Formed  

Agreement made the ___ day of ___[year], between ___ and ___, both of ___(vendors), of the one part, and ___ and ___, both of ___(underwriters), of the other part. 3. Underwriters guarantee that within ___ days after the publication of the prospectus the whole of above the $___ preferred stock shall be subscribed for by responsible persons, and the application moneys thereon shall be paid, and that all application and allotment money and...

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Subunderwriting Contract  

Agreement made the ___ day of ___ between ___, of ___(underwriter), of the one part, and ___ of ___(subunderwriter), of the other part. Whereas the underwriter has agreed to underwrite ___ shares of $___ each in the capital of ___ company on the terms of an agreement dated the ___ day of ___, ___, and made between ___ and ___. And whereas the subunderwriter has agreed to take over the underwriting agreement to the...

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Underwriting Agreement for Corporate Bonds  

The Company has filed with the Securities and Exchange Commission ("Commission") a registration statement on Form S-3 (No. The accountants who certify certain of the financial statements included in the Registration Statement and Prospectus are independent public accountants as required by the Act and the Regulations. The financial statements included in the Registration Statement and Prospectus present fairly the consolidated financial position of the Company and its subsidiaries.

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Another Form  

1. This agreement shall become binding when the amount of at least $___ of such bonds shall have been underwritten hereunder by accepted underwriters. Such advances shall be made in such amounts as are called for by the company, provided that the bonds underwritten (or interim bonds representing the same) to the amount of $___ for each $___ so advanced shall be deposited with the trust company at or prior to the time such advances are made, and the underwriters hereby authorize and ...

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By Stockholders to Insure Immediate Sale of New Issue  

In order to insure the issuance and sale of shares of stock evidencing a proposed increase of the capitalization of A company, we, the undersigned, as underwriters, hereby severally subscribe for the number of shares of stock set opposite our respective names at the purchase price of $___ per share. We hereby authorize and direct the agents to borrow from ___ bank the total purchase price of the aggregate number of shares herein subscribed, and to execute in our several names, or ...

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Underwriting Agreement for Common Stock  

The Company has filed with the Securities and Exchange Commission (the "Commission") a registration statement for the registration under the Securities Act of 1933 (the "Act") of the Shares and may have filed one or more amendments thereof. Such registration statement, including the prospectus, financial statements, documents incorporated therein by reference and exhibits, when it shall become effective, is herein called the "Registration Statement" and the prospec

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Escrow of Underwriting Agreement  

We hand you herewith an original underwriting agreement, dated ___, ___, between ___ company, herein designated as the "company," and certain underwriters, providing for the sale of $300,000 of the bonds of the company, upon terms and conditions as will more fully appear by reference to the instrument. The notes issued to date are as follows: To ___, amount of note $50,000.00, undivided interest assigned in underwriting, 1/3rd; to ___, amount of note $25,0

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Another Form  

Section 1. Representations and Warranties by the Company. The company has filed two amendments to the registration statement, each including an amended prospectus, copies of which also have been delivered to you. Such registration statement, including exhibits, and a final prospectus, each as amended at the time such registration statement becomes effective, are herein called the registration statement and the prospectus, respectively.

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Regarding Part of Issue  

1. All allotments, in respect of applications by the public, are to go in relief of the underwriters pro rata in proportion to the amounts underwritten by them respectively. 2. I am to receive a commission from the company at the rate of ___% on the nominal value of the shares herein agreed to be underwritten by me. 3. I am to be bound by the prospectus as settled by the company and filed, whatever its terms, provided that the rate percent of the underwriting commission is disclosed ...

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Underwriting Agreement Pursuant to Reorganization  

Underwriting agreement pursuant to reorganization. The operations of old company are continuing under the jurisdiction of the United States District Court under the provisions of section 77B of the Bankruptcy Act. The proceedings under section 77B are herein sometimes called the reorganization proceedings.

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Proposal by Corporation to Prospective Underwriter  

3. The company shall not be obliged to admit the underwriter for all the ___ shares underwritten by the underwriter, but may, by notice in writing sent to the underwriter before the day of publication of the prospectus, reduce the underwriter's liability to any number of shares not less than ___ shares. 10. The remuneration payable to the underwriter shall be a commission at the rate of ___% on the amount of shares in respect of which the underwriter shall be admitted. [Or, The...

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Whereby Underwriters Receive Stock Bonus  

(The delivery of stock to be made to each subscriber hereto after the completion of h- final payment.) The first call for funds under this agreement shall not be greater in amount than ___% of the total amount of each subscription. On signing this agreement, each subscriber shall indicate opposite h- name the total sum of h- cash subscription and the amount of bonds subscribed for.

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Another Form  

A REGISTRATION STATEMENT RELATING TO THESE SECURITIES HAS BEEN FILED WITH THE SECURITIES AND EXCHANGE COMMISSION BUT HAS NOT YET BECOME EFFECTIVE. NO OFFER TO BUY THE SECURITIES CAN BE ACCEPTED AND NO PART OF THE PURCHASE PRICE CAN BE RECEIVED UNTIL THE REGISTRATION STATEMENT HAS BECOME EFFECTIVE, AND ANY SUCH OFFER MAY BE WITHDRAWN OR REVOKED, WITHOUT OBLIGATION OR COMMITMENT OF ANY KIND, AT ANY TIME PRIOR TO NOTICE OF ITS ACCEPTANCE GIVEN AFTER THE EFFECTIVE DATE. 6. A registration ...

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Another Form  

___, a ___ corporation (Company), proposes to issue and sell to the several Underwriters an aggregate of 1,000,000 shares (Firm Shares) of its Common Stock, no par value (Common Stock). The Firm Shares and Additional Shares are collectively called the Shares. The Company has filed with the Securities and Exchange Commission a registration statement including a prospectus relating to the Shares.

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Offer to Underwrite Issue  

1. The underwriter hereby undertakes on the day of the publication of the prospectus relating to the above issue (provided such prospectus shall be published within ___ calendar months from this date) to apply, in accordance with the application form referred to in such prospectus, for ___ shares or any less number which the company may require the underwriter to underwrite and to accompany the application with a deposit at the rate of ___% on the amount of such shares. 4. The ...

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